Job Description

At Equitable, our power is in our people. We're individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for good in our communities. Here, you'll work with dynamic individuals, build your skills, and unleash new ways of working and thinking. Are you ready to join an organization that will help unlock your potential? Equitable is currently looking to hire a Compliance Analyst within the Financial Crime Office (FCO), which is a part of Equitable’s Legal and Compliance organization. This exciting position is located in either Charlotte, NC or Syracuse, NY. The Analyst, Financial Crime Office is part of a team that is responsible to promote and ensure that the Business operates in accordance with all legal and regulatory requirements. Additionally, monitors all Firm standards relating to Anti-Money Laundering (AML), Sanctions and Anti-Bribery/Corruption, so as to protect and enhance the reputation of the Firm with its regulators and avoid significant financial loss or reputational damage. As a key member of the team, performs initial review of manually escalated AML referrals received via the FCO hotline mechanisms as well as conducts secondary review of automated detections escalated from the initial review team. Quickly and efficiently reviews matters providing specific investigative feedback to allow for appropriate protection of the client and the company. The Compliance Analyst works closely with other team members and assists with other investigative activities as assigned. Prepares updates to team governance documents such as the Investigations manual. If you are ready for this exciting challenge, don’t hesitate and apply today! As a key member of the team your responsibilities would include: Responsible for performing investigations related to suspected criminal activity. Retain case documentation and provide analysis of findings in written format. Research, analyze and investigate unusual client/ policy activity or potential market manipulation schemes, penny stock manipulation scenarios, elder financial exploitation, and other investment product risks that could be indicative of money laundering. Investigate suspicious activity involving suspected money laundering or structuring of financial transactions to avoid government reporting requirements. The FCO Analyst must manage a case load in a fast paced team responsible for investigating and filing SARs regarding money laundering investigations, and other financial crimes. The base salary range for this position is $58,000 - $65,000. Actual base salaries vary based on skills, experience, and geographical location. In addition to base pay, Equitable provides compensation to reward performance with base salary increases, spot bonuses, and short-term incentive compensation opportunities. Eligibility for these programs depends on level and functional area of responsibility. For eligible employees, Equitable provides a full range of benefits. This includes medical, dental, vision, a 401(k) plan, and paid time off. For detailed descriptions of these benefits, please reference the link below. Equitable Pay and Benefits: Equitable Total Rewards Program Equitable Holdings

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